Exercises
Background
The Government aims to ensure all organisations are fully prepared for all
types of emergencies. Integral to that is the practicing and testing of all
the elements of emergency plans. The sections on emergency
planning, business
continuity and warning
and informing the public provide detail on some of the aspects of
planning that will need to be tested through exercises. This section
outlines what we mean by exercising, describes different types of exercise,
and outlines the exercising which takes place at all levels of government.
It also provides some specific examples of recent exercises.
What is an exercise?
An exercise is a simulation of an emergency situation.
Exercises have three main purposes:
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to validate plans (validation);
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to develop staff competencies and give them practice in carrying out
their roles in the plans (training); and
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to test well-established procedures (testing).
Why exercise?
Planning for emergencies cannot be considered reliable until it is
exercised and has proved to be workable, especially since false confidence
may be placed in the integrity of a written plan.
Generally, participants in exercises should have an awareness of their
roles and be reasonably comfortable with them, before they are subject to
the stresses of an exercise. Exercising is not to catch people out. It
tests procedures, not people. If staff are under-prepared, they may blame
the plan, when they should blame their lack of preparation and training. An
important aim of an exercise should be to make people feel more comfortable
in their roles and to build morale.
Types of exercises
There are three main types of exercise:
(A fourth category combines elements of the other three.)
The choice of which one to adopt depends on what the purpose of the
exercise is. It is also a question of lead-in time and available resources.
Discussion-based exercises are
cheapest to run and easiest to prepare. They can be used at the policy
formulation stage as a 'talk-through' of how to finalise the plan.
More often, they are based on a completed plan and are used to develop
awareness about the plan through discussion. In this respect, they are
often used for training purposes.
Table top exercises are based on simulation,
not necessarily literally around a table top. Usually, they involve a
realistic scenario and a time line, which may be real time or may speed
time up. Usually table tops are run in a single room, or in a series of
linked rooms which simulate the divisions between responders who need to
communicate and be co-ordinated. The players are expected to know the plan
and they are invited to test how the plan works as the scenario unfolds.
This type of exercise is particularly useful for validation purposes,
particularly for exploring weaknesses in procedures. Table-top exercises
are relatively cheap to run, except in the use of staff time. They demand
careful preparation.
Live exercises are a live rehearsal for
implementing a plan. Such exercises are particularly useful for testing
logistics, communications and physical capabilities. They also make
excellent training events from the point of view of experiential learning,
helping participants develop confidence in their skills and providing
experience of what it would be like to use the plan's procedures in a
real event. Where the latter purposes are, in fact, the main objective of
the exercise, then it is essentially a training exercise or practice drill.
Live exercises are expensive to set up on the day and demand the most
extensive preparation.
The Government's exercise programme
The Government has in place a co-ordinated cross-governmental exercise
programme covering a comprehensive range of domestic disruptive challenges,
including accidents, natural disasters and acts of terrorism.
The programme is designed to test rigorously the concept of operations from
the coordinated central response through the range of Lead Government
Department responsibilities and the involvement of the Devolved
Administrations, to the regional tier and local responders.
In addition, local authorities and the emergency services develop their own
programme of exercises to test capabilities at the local/regional level.
This nationwide rolling programme of exercises is designed to ensure we
have the best possible contingency plans in place to respond to a whole
range of civil emergency scenarios.
The UK also observes or participates with international partners in
exercises, either through multilateral fora, such as the G8, NATO and the
EU, or on a bilateral basis.
Click here for case studies of recent national exercises
Exercising under the Civil Contingencies Act
The Civil Contingencies Act Regulations require Category 1 responders to
include provision for the carrying out of exercises and for the training of
staff in emergency plans. The same or similar requirements for exercising
and training apply too to Business Continuity plans (see the business
continuity section) and arrangements to warn, inform and advise the public
(see the section on warning and informing the public).
This means that relevant planning documents must contain a statement about
the nature of the training and exercising to be provided and its frequency.
Click here for case studies of recent regional & local exercises.
Key Documents
You should refer to:
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Lessons
Identified from UK Exercises and Operations – a Policy
Framework [PDF, 7 pages, 158KB]
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Initial
lessons capture template [Word Document, 1 page,
38KB]
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Emergency
Preparedness, Chapter 5 - "Emergency
planning" [PDF, 27 pages, 130KB] (pp47-73) -
pp69-72 in particular focus on plan exercising.
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Emergency
Preparedness, Chapter 6 - "Business continuity
management" [PDF, 19 pages, 121KB] (pp74-92)
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Emergency
Preparedness, Chapter 7 - "Communicating with the
public" [PDF, 16 pages, 84KB] (pp93-108)
-
Emergency
Response and Recovery - full document [PDF, 104 pages,
332KB] - outlines the various aspects of emergency response that
will need to be tested through exercises.
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Home
Office guidance: The Exercise Planners Guide (1998)
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Home
Office guidance: Why exercise your disaster response
Key Links
Other Documents
You may also wish to refer to:
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